關於日興資產

日興資產管理
發展裡程碑（英文）
領導 (英文)
獎項 (英文)
全球公司 (英文)
工作機會

日興資產管理為亞洲規模首屈一指之資產管理公司，資產管理規模億美元*，為客戶提供高信念之主動式資產管理服務，投資範疇涵蓋股票、固定收益、與多元資產投資策略。除了主動式投資策略，我們追蹤二十檔以上的參考指數，為客戶打造多種被動式投資策略，部分交易所買賣(ETF)資產規模更在亞洲名列前茅。

*統計截至

了解更多

A snapshot of Nikko AM's history is provided above.
Explore an expanded look at Nikko AM's history here.

See a complete lineup of our leadership.

日興資產多種的亞洲專業股票，固定收益和ETF投資產品系列已經被全球的顧問和金融媒體特別挑選出來。我們讚賞這種認可，並通過提供始終如一的卓越性能和高質量的客戶服務，努力保持其在亞洲領先的資產管理公司的地位。

有關日興資產管理完整的獎項清單

了解日興資產全球公司更多详细

日興資產管理不但擁有多過半世紀的經年，我們也持續追求卓越，秉持勇於開創的精神與獨立思維，將投資洞見轉化為創新，務實的投資契機。日興資產出身亞洲，掌握全球視野，致力打造專業，多元的投資方案，為全球資產管理產業樹立全新典範。

我們的人才戰略是招募和留住以績效為導向的領導者和技術專家。我們尋找本地專家，具有全球視野，可以幫助日興資產在這個不斷發展的行業中快速發展。

如欲加入日興資產，歡迎與我們聯絡。

日興資產管理

在日興資產，我們持續追求卓越，秉持勇於開創的精神與獨立思維，將投資洞見轉化為創新、務實的投資契機。日興資產出身亞洲，掌握全球視野，致力打造專業、多元的投資方案，為全球資產管理產業樹立全新典範。

日興資產全球投資團隊熟稔世界各國與各產業獨有的特性，跳脫市場雜訊並掌握真正的風險與機會所在。我們洞悉在地觀點，發掘全新投資題材，為客戶打造卓越、動態的投資組合。

洞悉在地觀點，發掘嶄新投資題材。

*統計截至

投資方案與時俱進

我們致力為客戶打造與時俱進的投資方案，滿足各種不同的投資目標。我們以創新洞見發掘獨到投資契機，引領客戶穩渡挑戰日益艱鉅的市場環境。

卓越績效表現

為客戶創造投資價值是日興的使命。我們秉持嚴謹的風險管理架構與研究為本的投資文化，為客戶制訂投資決策並竭力締造一致的領先表現。

紮根亞洲，放眼全球。

日興資產紮根亞洲、掌握全球視野，帶領客戶穩渡變幻莫測的投資環境。我們的全球投資團隊共享在地研究專業與區域分析觀點，聯手建構獨到的投資洞見，為客戶規劃投資產品並打造優異的投資組合。

發展裡程碑（英文）

Nikko Securities Investment Trust and Management Co., Ltd. Established December 1959		Nikko International Capital Management Co., Ltd. Established September 1981
Tokyo office opens	1959
First investment trust launches the Nikko Bond Fund	1961
	1981	Tokyo office opens
New York office opens	1984
London office opens	1987	Registers as investment adviser and becomes licensed for discretionary asset management
Singapore office opens	1990	Company enters corporate pension fund market

Nikko Securities Investment Trust & Management Co., Ltd. and Nikko International Capital Management Co., Ltd. merge
Nikko Asset Management Co., Ltd. (Nikko AM) Established April 1999
1999		Launches first SRI fund in Japan^*1
2000		Signs the United Nations Environment Programme (UNEP) Statement by Financial Institutions on Environmental & Sustainable Development, in line with Nikko AM's approach to responsible investment
2001		Launches Japan's first investment in-kind ETF (Nikkei 225 index tracker)^*1
2003		Becomes first Japanese asset manager to gain Qualified Foreign Institutional Investor (QFII) status in China^*1
2005		Launches world's first China A Shares Equity fund outside of China^*2 Wins Reuters' Lipper Award for Best Fund Group — the first of many industry awards
2007		Invests in Chinese asset manager Rongtong Fund Management Co., Ltd., holding 40% in a joint venture partnership
2008		Launches Nikko AM Fund Academy to provide investment education to distributors and investors
2009		Welcomes new major shareholder, Sumitomo Trust & Banking Co., Ltd.
2010		Launches world's first fund investing in World Bank Green Bonds^*1
2011		Completes acquisition of Tyndall Investments, gaining strong foothold in Australia and New Zealand Completes acquisition of DBS Asset Management; renames company Nikko Asset Management Asia Limited and merges operations with Nikko Asset Management Singapore Limited. Stakes in Malaysian Hwang Investment Management Berhad and AIIMAN Asset Management Sdn Bhd are part of the deal Signs strategic alliance with DBS Bank; strengthens investment team and expands distribution coverage.
2013		Exceeds 15 trillion yen in AUM Acquires an Asian Equities team
2014		Fukuoka office opens One of the first asset managers in Singapore to be awarded RQFII, and launched Singapore’s first Chinese onshore bond fund^*1 Hires a Global Equities team Launches Multi-Asset capability Aligns Tyndall brand names in Australia and New Zealand with the firm’s global name, Nikko Asset Management
2015		Eurasia Group, Nikko Asset Management Pair Strengths in Emerging Markets Investments Exceeds 20 trillion yen in AUM Launches Japan's first Robotics Equity fund^*1
2017		Launches its first ETF outside of Japan on the SGX, and Singapore's first Asia ex Japan REIT ETF^*1 Partners with ARK Invest for Disruptive Innovation Investment Solutions
2018		Commits to the UN’s Women’s Empowerment Principles
2019		Nikko Asset Management Europe Ltd (German Branch) opens in Frankfurt to better serve the needs of the Firm’s clients in the country Transitions to a company with an Audit and Supervisory Committee on the Board

*1 Based on Nikko Asset Management's research
*2 Except for mutual funds launched in Mainland China (based on Nikko Asset Management's research)

Example 2

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Leadership

Global Executive Committee

	Junichi Sayato Chairman, President & CEO Junichi Sayato joined Nikko Asset Management Co., Ltd. as Representative Director and Executive Senior Executive Corporate Officer and Deputy President in June 2015. He was then promoted to Executive Chairman & Co-CEO in April 2019 and assumed his current position in April 2021. Read more Before joining Nikko Asset Management, Sayato most recently served as Representative Director and President of Sumitomo Mitsui Trust General Service Co., Ltd. He also previously held the position of President at Sumitomo Mitsui Trust Research Institute Co., Ltd., and was in charge of IR at Sumitomo Mitsui Trust Holdings, Inc. as Director and Managing Executive Officer. Prior to this, at Sumitomo Trust & Banking Co., Ltd. (now Sumitomo Mitsui Trust Bank, Ltd.), he oversaw finance, asset and liability management, operations, IT, compliance, and customer satisfaction as Director and Managing Executive Officer. Before that, he served as Executive Officer and Regional Executive for the Americas at the same bank, as well as General Manager of the New York Branch and General Manager of the Risk Management Department. Sayato has over 13 years of extensive experience working outside of Japan, namely in London, New York and Washington D.C. He graduated from the School of Law at Kyoto University in March 1978 and received his master's degree from the London School of Economics (Department of Economics, International Relations Major) in August 1982.
	Yutaka Nishida Director and Executive Vice Chairman Yutaka Nishida joined Nikko Asset Management Co., Ltd. (Nikko AM) in April 2020 as a Non-Executive Director before being appointed to his current position as Executive Director and Executive Vice Chairman in June 2021. Read more He supports the Chairman, President & CEO across all areas of the business, and oversees the Human Resources, Finance as well as the Legal & Compliance Divisions. He also holds the role of Chief Compliance Officer (CCO). Nishida previously served as a non-executive director at Nikko AM for approximately one year from June 2018 to August 2019, and has extensive knowledge of the asset management business. In 1984, Nishida joined The Sumitomo Trust and Banking Co., Ltd. (currently Sumitomo Mitsui Trust Bank, Ltd.) and his career spans key senior roles at Sumitomo Mitsui Trust Bank and Sumitomo Mitsui Trust Holdings Inc. He brings extensive international experience as Head of New York Unit, Global Markets and later Regional Executive for Europe and General Manager of London Branch. In 2012, he was named an Executive Officer of Sumitomo Mitsui Trust Bank and rose through the ranks eventually to 2017 as Director and Senior Managing Executive Officer. Meanwhile at Sumitomo Mitsui Trust Holdings, he was appointed Executive Officer in 2013, and held senior roles until becoming a Director and Senior Managing Representative Executive Officer in 2019. During this time, he was mainly responsible for overseeing key administrative functions of risk management, fiduciary risk management, legal and compliance. Nishida graduated from the School of Law at Kyoto University in March 1984.
	Yuji Ooyagi Executive Corporate Officer Yuji Ooyagi has held the position of Executive Corporate Officer since May 2019. He is in charge of Japan Sales, and oversees both the Japan Retail and Japan Institutional Business. Read more Ooyagi originally became Head of the Corporate Business Development Department in 2002, during which time he expanded Nikko Asset Management’s offering of products for financial institutions. He became the Head of Investment Trust Sales in 2010, where he held several important posts in support of the investment trust business. Ooyagi became Head of the Japan Retail Business Division and a Senior Corporate Officer in April 2014. Ooyagi started at Nikko Securities (currently SMBC Nikko Securities) in 1985 before becoming a portfolio manager in 1992 at Nikko Securities Investment Trust and Management (currently Nikko Asset Management). He graduated from Waseda University in March 1985.
	Hiroki Tsujimura Executive Corporate Officer, Global Head of Investment and CIO Hiroki Tsujimura has held the position of Executive Corporate Officer, Global Head of Investment and CIO since June 2019, and is responsible for overseeing all investment management activities globally. Read more Tsujimura joined Nikko Asset Management in December 2004 as the firm's Global Head of Alternative Investments and Chief Investment Officer at its New York subsidiary. After relocating to Nikko Asset Management’s Tokyo headquarters in August 2010, Tsujimura served as Head of Active Investments, where he was in charge of equity, fixed income and alternative investments. He was appointed Chief Investment Officer – Japan in January 2013 and was also named Senior Corporate Officer in April 2014. He was named Executive Corporate Officer in May 2019. Before joining the firm, Tsujimura spent 12 years in the investment and financial industry in the U.S., where he worked in alternative investments serving as Director and Executive Vice President at Nikko Securities International (NSI). He also started NSI’s proprietary trading operation in his role as the head of the equity trading department. At Nikko Securities (now SMBC Nikko Securities) in Japan, Tsujimura established a joint venture with an American securities firm, where he served as Executive Corporate Officer and Chief Operating Officer. He earned his Bachelor’s degree from the Faculty of Business and Commerce at Keio University.
	Osamu Morita Executive Corporate Officer Osamu Morita has held the position of Executive Vice President* since May 2019. Morita joined Nikko Asset Management as Senior Corporate Managing Director, Chief Legal Officer (CLO), Global Head of Legal and Head of Legal & Compliance Division in April 2016. From October 2016 he concurrently served as Chief Compliance Officer (CCO). He has held his current role since June 2021. Read more Before joining Nikko Asset Management, Morita most recently served as Senior Managing Director of Nikko System Solutions Inc., and prior to that Managing Executive Officer of SMBC Nikko Securities Inc. He previously was President of Nikko Global Wrap Co., Ltd. while serving as Managing Executive Officer of SMBC Nikko Securities Inc. in April 2011. At the former Nikko Cordial Securities (renamed as SMBC Nikko Securities Co., Ltd. in April 2011), Morita oversaw asset management for more than six years from 2008. Before that, he served as Executive Director and Executive Officer of Nikko Cordial Group, Inc. and Nikko Cordial Securities Co., Ltd., with a focus on supervising the finance and personnel & training department. He has over 20 years of extensive experience in the area of legal, corporate planning, human resources and talent development. He graduated from the University of Tokyo Graduate School of Law and Political Science and received a Masters in Law. *The title “Executive Vice President” was replaced with “Executive Corporate Officer” in April 2021.
	Kunihiro Asai Senior Corporate Officer Kunihiro Asai has held the position of Senior Corporate Officer, Global Head of Corporate Office and Head of Corporate Office since May 2019, supporting the execution of the firm’s corporate strategy on a global basis. Read more Asai joined Nikko Asset Management as Head of Risk Management in August 2006. He served as Head of Product Development for seven years from 2007 onwards, and was appointed Global Head of Corporate Office and Head of Corporate Office in 2014. A veteran financier with more than 20 years of experience in the financial industry, Asai has a strong background in risk management. Prior to joining Nikko Asset Management, he worked for the major trading house Mitsui & Co, Ltd. between 2001 and 2006, engaged in planning and managing the product derivatives business globally. He also spent more than a decade working at both Sanwa Securities and Sanwa Bank, serving in the overseas dealing business. Asai holds a Master of Science in computational finance from the Carnegie Mellon University Graduate School of Industrial Administration and a Bachelor’s degree in engineering from the University of Tokyo.
	Stefanie Drews Senior Corporate Officer Stefanie Drews oversees the firm’s international sales and strategy, as well as both product development & management and marketing for the domestic and international businesses. She also oversees all sales support functions, and the firm’s corporate sustainability activities. Read more Drews joined Nikko Asset Management in August 2014, and was originally appointed Global Head of Institutional Marketing and Proposition. She became Joint Global Head of Product & Marketing in 2016 at the firm’s Tokyo headquarters, and from 2018 also became Global Head of Marketing and Head of Corporate Sustainability. She has held the position of Senior Corporate Managing Director, and the additional positions of Global Head of Products & Solutions, Global Head of International Sales & Strategy and Global Head of Sales Support since May 2019. Drews was previously the Global Head of Key Clients and Family Offices at Barclays Wealth and Investment Management in London. Prior to Barclays, she was a Managing Director at Morgan Stanley Private Wealth Management in London, where she spent 13 years. Drews graduated from Oxford University with a Bachelor of Arts in Politics, Philosophy & Economics, and earned her MBA at Harvard University Graduate School of Business Administration.
	Maho Nakada Senior Corporate Officer Maho Nakada became a Senior Corporate Officer in May 2019. She is the Global Head of Technology & Operations, overseeing the firm’s middle- and back office operation and IT globally. Read more Nakada joined Nikko Asset Management Co., Ltd. in October 2009. She became the Head of Operations Planning and Administration Department in August 2010, and was then named Head of Japan Operations and Disclosure Division in June 2015. In February 2017, Nakada was promoted to Global Head of IT and Global Head of Operations. Prior to joining Nikko Asset Management Co., Ltd, Nakada started her career in Human Resources and Training at NikkoCiti Trust and Banking Corporation and was responsible for Operations in the fiduciary business since 1998. In 2007, she became Nikko Citi Trust and Banking Corporation’s Head of Client Service Department, maintaining the relationship with asset management firms globally. Nakada has more than 20 years of experience in the operations and management of fiduciary business. She is a graduate of Tamagawa University.

Nikko AM Hong Kong Board of Directors

	Yasuaki Ogiwara President, Nikko Asset Management Hong Kong Limited Yasuaki Ogiwara joined Nikko Asset Management in April 2015 and is the president of Nikko Asset Management Hong Kong Limited. Read more He is responsible for supporting the company's delivery of integrated solutions to investors throughout Asia. He is a veteran financier. Prior to joining Nikko Asset Management he was the president of Nomura Asset Management in Hong Kong. He has also headed sales and business development in multiple markets during his tenure at Nomura Securities, including Taiwan and Europe.
	Eleanor Seet President & Director, Nikko Asset Management Asia & Head of Asia ex-Japan, Nikko Asset Management Eleanor Seet joined Nikko Asset Management in 2011 as the President and Director of the Singapore entity. She became the Head of Asia ex-Japan in 2015 with expanded responsibility for driving the growth of Nikko AM in the region. She has oversight of Nikko AM’s Singapore and Hong Kong offices and joint venture relationships in China and Malaysia and is a board member of Affin Hwang Asset Management Berhad. Read more Ms Seet is a pioneer in the asset management industry with over 20 years of experience. Prior to joining Nikko AM Asia, Ms Seet led the distribution efforts for iShares concentrating on the wealth segments across Asia ex Japan. Previously, she spent 12 years at AllianceBernstein, where she was responsible for building and developing the firm’s distribution channels and business. In that capacity, she was responsible for the overall strategy and execution of the firm’s product offerings in South East Asia via intermediaries. She graduated with a Bachelor of Economics from the University of New South Wales, Sydney.
	Kiyotaka Ryu Director, Nikko Asset Management Asia & Chief Administrative Officer of Nikko AM and Acting Chief Risk Officer, Nikko Asset Management Kiyotaka Ryu was appointed as Chief Administrative Officer of Nikko AM in July 2018, and Acting Chief Risk Officer in December 2018. He is responsible for overall business planning and management to support Middle and Back Office functions, as well as leading the global risk management function. Read more Kiyotaka Ryu joined the Internal Audit Department of Nikko AM in September 2007 and went on to become the Head of Internal Audit where he led the Nikko AM Group’s Internal Audit practice for three and a half years. Before joining Nikko AM, he worked for KPMG, as a financial and technology auditor. He served clients from various industries including the financial sector. He is a qualified accountant and a member of American Institute of Certified Public Accountant. He graduated from Waseda University with a Bachelor of Arts in Human Sciences and has also received a Master of Professional Accounting Degree from University of New South Wales.

Global Non-Executive Chairman

Yoichiro Iwama

Outside Director, Chairman of the Board of Directors

Mr. Iwama holds a wealth of managerial experience in asset management in Japan, encompassing a broad range of senior roles, including most recently President & CEO of Tokio Marine Asset Management Co., Ltd. until 2010. He also acted as Chairman of the Japan Securities Investment Advisers Association for seven years from June 2010, the self-regulatory body for the industry in Japan. In this role, he displayed strong leadership in heightening stewardship at asset managers and corporate governance at invested companies.

Regional Executives

	Eleanor Seet Head of Asia and President, Nikko Asset Management Asia Limited Eleanor joined Nikko Asset Management Asia in 2011 as president. She is responsible for driving the growth of Nikko Asset Management Asia. She has spent her entire career in the asset management industry and has a strong background in sales and marketing of investment products. Read more Previously, she held the role of senior director for iShares, Private Wealth Distribution, Asia ex-Japan from 2009. Prior to that, she spent 12 years at AllianceBernstein, where she was responsible for building and developing the firm distribution channels and business. She graduated with a Bachelor of Economics from the University of New South Wales, Sydney.
	George Carter Managing Director, Nikko Asset Management New Zealand Limited George Carter joined Nikko Asset Management New Zealand as the Managing Director in November 2015. He has 15 years of experience in the financial services industry. Read more George was previously head of distribution and a director at AMP Capital, a role he held for six years with responsibility for proactively engaging with and managing the business's external relationships. Prior to that, he worked as a consulting actuary advising institutional clients on pensions, investments assets and liabilities in the United Kingdom and New Zealand. He holds an honours degree in Theology from the University of Durham and is a Fellow of both the Institute of Actuaries and the New Zealand Society of Actuaries.
	John Howland-Jackson Chief Executive Officer, Nikko Asset Management Europe Limited John joined Nikko Asset Management in October 2014, initially as an advisor to senior management on business development opportunities in Europe and the Middle East. Read more After joining the Nikko Asset Management Europe (NAME) board in 2016 as Non-Executive Director and Chairman, he was appointed Chief Executive of the company on 1 January 2018. John is responsible for all aspects of Nikko AM’s business across the EMEA region and its continuing growth strategy. Prior to joining Nikko AM, John was a career banker holding senior executive positions in the UK, Europe, the Middle East and Asia with a number of leading financial institutions, including JP Morgan, Nomura Securities, the NatWest Group and latterly the ING Group. John holds a BA in Jurisprudence (Law) from Oxford University and is a qualified Barrister-at-Law.
	Fred DeSerio Country Head and Corporate Officer, Nikko Asset Management Americas Fred DeSerio joined Nikko Asset Management in January 2015 as head of sales in the United States. Read more Shortly after he was promoted to the position of country head and Corporate Officer. He is upgrading the region's business development capabilities as Nikko Asset Management looks to expand not only in the United States but across North and South America. Prior to joining the company he was a managing director at Invesco where he started working in 2002. Prior to Invesco, he worked for firms including Smith Barney, American International Group and Segal Advisors.

Nikko Asset Management Affiliates Key Executives

http://www.rtfund.com/	Allen Yan Deputy CEO, Rongtong Fund Management Mr. Yan joined Rongtong Global Investment Limited as CEO in 2013. He has been serving as a deputy CEO of Rongtong Fund Management Co. since 2011. Read more From March 2008 to 2011, Allen was co-head of strategy and financial planning of Nikko AM. He was head of financial planning and analysis from 2006 to 2008. Prior to joining Nikko AM, he had been with Fidelity Investments Japan since 2001. There he was in the finance division, responsible for business planning and financial analysis for Fidelity Investments Japan and subsequently Fidelity Investments Asia. He earned his BA in Economics at the University of Chicago and his Master of Commerce and Management at Hitotsubashi University in Japan. He holds the designation of Chartered Financial Analyst (CFA).
http://www.affinhwangam.com/	Teng Chee Wai Managing Director & Executive Director, Affin Hwang Asset Management Berhad Teng Chee Wai is the founder of Affin Hwang Asset Management Berhad ("Affin Hwang AM"). Over the past decade, he has built the Company to be the fastest growing and only independent investment management house in Malaysia’s top three, with an excess of RM59 billion in assets under administration as at 31 May 2020. Read more In his capacity as Managing Director / Executive Director, Teng manages the overall business and strategic direction as well as the management of the investment team. His hands-on approach sees him actively involved in investments, product development and marketing. Teng’s critical leadership and regular participation in reviewing and assessing strategies and performance has been pivotal in allowing the Company to successfully navigate the economically turbulent decade. Teng’s investment management experience spans more than 20 years, and his key area of expertise is in managing absolute return mandates for insurance assets and investment-linked funds in both Singapore and Malaysia. Prior to his current appointments, he was the Assistant General Manager (Investment) of Overseas Assurance Corporation (OAC) and was responsible for the investment function of the Group Overseas Assurance Corporation Ltd. Teng began his career in the financial industry as an Investment Manager with NTUC Income, Singapore. He is a Bachelor of Science graduate from the National University of Singapore and has a Post-Graduate Diploma in Actuarial Studies from City University in London.
https://www.yarracm.com/	Dion Hershan Executive Chairman and Head of Australian Equities Dion is Executive Chairman and Head of Australian Equities. He is responsible for leading the Australian Equities team, and is a Portfolio Manager focused on large cap equities. Read more Prior to transitioning to Yarra Capital Management, Dion was the Head of Australian Equities of Goldman Sachs Asset Management, a position he held since July 2007. He was previously a Fund Manager at Citadel Investment Group based in New York where he managed a long/short portfolio. He also worked as an Analyst and Fund Manager for Boston-based Fidelity Investments, where he was responsible for managing a diversified fund. Before moving to the US, Dion worked at Boston Consulting Group where he undertook financial and quantitative analysis, project and client account management. Dion holds a Bachelor of Commerce and a Bachelor of Arts from Monash University and an MBA from Columbia Business School, New York.

Awards

Nikko AM's range of specialist Asian equity, fixed income and ETF investment products have been singled out for distinction by consultants and financial media across the globe. We appreciate this recognition and strive to remain the leading Asia-based asset management company, by delivering consistent outperformance and high quality client service.

Asia Asset Management — 2015, 2016, 2018, 2019, 2020, 2021

AsianInvestor Asset Management Awards — 2006, 2007, 2008, 2011, 2012, 2013, 2014, 2015, 2017, 2020

The Asset ETF Awards — 2017, 2020

ETF Express Awards — 2010, 2011, 2013, 2014, 2015, 2016, 2017, 2018, 2019, 2020

Global Investor/isf Award for Investment Excellence — 2010

Lipper Fund Awards (Japan) — 2005, 2006, 2007, 2008, 2009, 2010, 2011, 2013, 2014, 2015, 2016, 2017, 2018, 2019, 2020, 2021

Lipper Fund Awards (UK) — 2010

Morningstar "Fund of the Year" Awards — 2005, 2006, 2007, 2009, 2013, 2014, 2015, 2016, 2017, 2018, 2019, 2020

R&I Fund Award — 2007, 2008, 2009, 2010, 2011, 2013, 2014, 2014, 2015, 2016, 2017, 2018, 2019, 2020, 2021

TBLI ESG Leaders Awards — 2010

Our subsidiaries and affiliates have also been recognised through industry accolades.

Nikko AM Asia (Singapore): http://www.nikkoam.com.sg/about-us/our-company
Nikko AM Australia: http://www.nikkoam.com.au/about/awards
Affin Hwang AM: http://www.affinhwangam.com/
Rongtong: http://www.rtfund.com/main/About/Overview/index.shtml

Notes:

Morningstar
References to any specific securities do not constitute an offer to buy or sell securities. Those awarded funds based upon the past performance cannot guarantee their future performance. Data or statements are obtained from sources Morningstar Japan K.K believed to be reliable but are not guaranteed as to accuracy or completeness.
All information is the property of Morningstar Japan K.K. or Morningstar, Inc. and protected by copyright and intellectual property laws. All rights reserved.

Thomson Reuters Lipper Fund Awards
The Lipper Fund Awards are based on the Lipper Leader for Consistent Return rating, which is a risk-adjusted performance measure calculated over 36, 60 and 120 months. The fund with the highest Lipper Leader for Consistent Return (Effective Return) value in each eligible classification wins the Lipper Fund Award. For more information, see lipperalpha.financial.thomsonreuters.com/lipper Although Lipper makes reasonable efforts to ensure the accuracy and reliability of the data contained herein, the accuracy is not guaranteed by Lipper.

Asia Investor Achievement Awards
AsianInvestor ("AI") annual Awards for Achievement recognise fund houses that have demonstrated skill in institutional fund management, as well as all-round excellence among hedge funds, service providers and domestic businesses. Nominations are based purely on past performance. AI does however select winners on more qualitative factors so our awards reflect consistent skill. For the Annual awards, the methodology for AsianInvestor's Achievement Awards in institutional asset management involves two steps:

First: AI collects performance data from various consultants that is used to shortlist the top 3-4 candidates in each category. For one-year awards, AI looks at pure returns; for other awards, information ratios. AI picks the top three or four performers on that basis.
Step two: AI asks the candidates to pitch themselves and provide some areas (such as sources of alpha, strategy, team experience, innovation, testimonials, etc) to consider. After than it is purely an editorial decision, based on the pitches.

Firms that have demonstrated consistent performance in a particular asset class may have an edge and AI also values client testimonials highly.

The Asset ETF Awards
For The Asset Triple A Private Banking, Wealth Management, Investment and ETF Awards, the editors of The Asset adopt a rigorous approach in selecting the most deserving institutions and products. Point scores for both quantitative factors and qualitative factors are combined to determine a shortlist for each award. The Asset editorial team then conducts follow-up interviews and participates in presentations organized by the investors, investing institutions and product originators to make a final judgment.

R&I Fund Award
The R&I Fund Award is presented to provide reference information based on the past data R&I believes to be reliable (however, its accuracy and completeness are not guaranteed by R&I) and is not intended to recommend the purchase, sale or holding of particular products or guarantee their future performance. The Award is not the Credit Rating Business, but one of the Other Lines of Business (businesses excluding Credit Rating Business and also excluding the Ancillary Businesses) as set forth in Article 299, paragraph (1), item (xxviii) of the Cabinet Office Ordinance on Financial Instruments Business, etc. With respect to such business, relevant laws and regulations require measures to be implemented so that activities pertaining to such business would not unreasonably affect the Credit Rating Activities. Intellectual property rights including copyright and all other rights in this Award are the sole property of R&I, and any unauthorized copying, reproduction and so forth are prohibited. The Award for the "Investment Trusts/Aggregate" category is based on the average performance of the relevant funds of a fund manager, and does not indicate the excellent performance of all individual funds of the manager.

Global Offices

Hong Kong

Nikko Asset Management Hong Kong Limited (Nikko AM HK)

Nikko AM HK was formed following the integration of DBS Asset Management’s operations with Nikko AM’s representative office in Hong Kong. It provides on-the-ground equity fund management, analysis and research.

Authorised and regulated in Hong Kong by the Securities and Futures Commission. Please note that authorisation does not imply official recommendation.

Website: https://www.nikkoam.com.hk/

Japan

Nikko Asset Management Co., Ltd. (Nikko AM)

Nikko AM provides investment management services, focused on sourcing, packaging and distributing retail investment fund products which are managed in-house or outsourced to third-party sub-advisers. In-house, Nikko AM specialises in Japanese and Asian equities, fixed income and REITs. For institutional clients, the firm also provides separate account and privately placed fund products.

Through the firm’s Fund Academy locations in Tokyo and Osaka, it provides an unrivalled network of Japanese distributors with market information, product knowledge and sales strategies. Nikko AM is a member of the Investment Trusts Association, Japan (JITA) and the Japan Investment Advisers Association (JIAA).

Website: https://en.nikkoam.com/

Registration Number: Director of Kanto Local Finance Bureau (Financial instruments firms) No. 368

Nippon Institutional Securities Co., Ltd. (NIS)　(Subsidiary of Nikko AM)

NIS provides institutional investors worldwide quality financial products, including ETFs and investment trusts, serving their needs throughout the investment process.

Website: https://www.ni-sec.com/en/

Registration Number: Director of Kanto Local Finance Bureau (Financial instruments firms) No. 3081

Singapore

Nikko Asset Management Asia Limited (Nikko AM Asia)

Nikko AM Asia comprises the integrated operations of two award-winning Singapore-based asset managers: the former DBS Asset Management Ltd and Nikko Asset Management Singapore Limited. Nikko AM Asia provides investment management services for the group’s Asia ex-Japan products, with core competencies in Asian equities, Asian fixed income and absolute return strategies. It also provides client service and business development relating to institutional, intermediary and retail clients.

Website: https://www.nikkoam.com.sg/

Co. Registration No. 198202562H

Australia

Nikko Asset Management Australia Limited (Nikko AM Australia)

Established in 1989 and part of the Nikko AM group since March 2011, Nikko Asset Management Australia is an award winning multi-specialist investment manager of Australian investment funds, specialising in Australian shares, Australian fixed interest, international fixed interest and international shares. Nikko Asset Management Australia's management style is active and disciplined, designed to add value to clients’ funds over the longer term.

Website: https://www.nikkoam.com.au/

Authorised and regulated in Australia by the ASIC (AFS Licence No. 237563).

New Zealand

Nikko Asset Management New Zealand Limited (Nikko AM New Zealand)

Part of the Nikko AM group since March 2011, Nikko Asset Management New Zealand actively manages New Zealand/Australasian equities, fixed interest and cash through its Auckland-based investment team and employs carefully selected offshore managers to manage global equities, bonds and alternative investments. Nikko Asset Management New Zealand also manages a range of socially responsible funds.

Website: https://www.nikkoam.co.nz/

Nikko AM New Zealand is a Registered Financial Service Provider in New Zealand (No. FSP22562).

EMEA

Nikko Asset Management Europe Ltd (Nikko AM Europe)

Nikko AM Europe provides institutional client service and business development to European and Middle Eastern clients seeking global investment solutions. Additionally, its specialist investment professionals manage Global Equity and Global Fixed Income products on behalf of the Nikko AM group.

Website: https://emea.nikkoam.com/

Authorised and regulated in the United Kingdom by the Financial Conduct Authority (reference number 122084).

Nikko Asset Management Luxembourg S.A. (Germany Branch)

Website: https://www.nikkoam.de/

Nikko Asset Management Luxembourg S.A.

Website: https://emea.nikkoam.com/

Americas

Nikko Asset Management Americas, Inc. (Nikko AM Americas)

Nikko AM Americas provides global manager due diligence and investment management across multiple asset classes including global macro, currency, fixed income, equities and asset allocation. Nikko AM Americas also manages institutional client service and business development within the USA.

Website: https://americas.nikkoam.com/

Regulated in the United States by the U.S. Securities and Exchange Commission (SEC file number: 801-60881)

China

Rongtong Fund Management Co., Ltd. (Rongtong)

With its head office in Shenzhen and branch offices in a number of Chinese cities, including Beijing and Shanghai, Rongtong provides investment management services, primarily to the retail market in China. It offers products across active and passive equities, fixed income, as well as balanced and money market asset classes. Nikko AM’s strategic 40% stake in Rongtong enables us to promote our ongoing presence within China’s emerging asset management industry.

Website: http://www.rtfund.com/main/About/Overview/index.shtml

Authorised and regulated in People's Republic of China by the China Securities Regulatory Commission

Malaysia

Affin Hwang Asset Management Berhad

Headquartered in Kuala Lumpur with sales offices across Malaysia, Affin Hwang AM caters to retail, corporate and institutional clients. It offers a wide range of solutions from unit trust funds, cash management solutions, dedicated discretionary and non-discretionary mandates and wealth management products and services.

Nikko AM has a 30% stake in Affin Hwang AM.

Website: http://www.affinhwangam.com

Careers

While Nikko Asset Management has over half a century of experience in the marketplace, we have an entrepreneurial culture that is building strong global investment capability in equity, fixed income, multi-asset and alternatives.

Headquartered in Asia for 60⁺ years*, the firm represents more than 200 investment professionals* and 30 nationalities* across 11 countries*. More than 300 banks, brokers, financial advisors and life insurance companies around the world distribute the company’s products.

Our talent strategy is to recruit and retain the performance-driven leaders and technical specialists who are experts locally, think globally, and can help us expand quickly in this growing industry.

Our philosophy in developing human capital is to hire the right people, execute powerfully on the basics of performance management and rewards, and ensure leadership is driving a leaders-building-leaders culture in order to ensure that the right behaviours are being modelled for managers and other future leaders.

Leaders and managers are encouraged to discuss the career aspirations of all employees, and to use their experience and resources to work with their team members to identify creative development opportunities that will stretch, in particular, our mission critical as well as our high potential leadership talent.

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*As of 30 Sep 2020

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